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HUI Cheung Kui

許祥駒
CE AJX991Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

HUI Cheung Kui (CE number AJX991) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerShacom Futures Limited
上商期貨有限公司
Responsible OfficerShacom Securities Limited
上銀證券有限公司
Executive OfficerShanghai Commercial Bank Limited
上海商業銀行有限公司

Licence Record (14)

2024-09-20 – present Current
Shacom Securities Limited RO
RA 1 RA 4
2024-09-20 – present Current
Shacom Futures Limited RO
RA 2 RA 5
2020-02-18 – 2024-02-28
SR Wealth Securities Limited RO
RA 1 RA 2 RA 4 RA 9
2019-12-23 – 2020-02-18
SR Wealth Securities Limited Rep
RA 1 RA 4
2018-08-29 – 2019-12-04
Major Asset Management Limited RO
RA 1 RA 4 RA 9
2011-09-01 – 2016-06-06
Goldin Equities Limited RO
RA 1 RA 2
2010-04-12 – 2011-09-01
Goldin Equities Limited Rep
RA 1 RA 2
2009-10-09 – 2010-04-02
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2
2007-01-29 – 2009-10-04
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2007-01-29 – 2009-10-04
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2005-10-19 – 2006-10-26
Haitong International Securities Company Limited Rep
RA 1 RA 3
2005-10-19 – 2006-10-26
Haitong International Futures Limited Rep
RA 2
2004-04-27 – 2005-07-07
Celestial Securities Limited Rep
RA 1 RA 3
2004-04-27 – 2005-07-07
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJX991