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ZAU Chwan Yeu, Stanley

邵傳禹
CE AEO870Licensed IndividualExecutive OfficerNo active licence
Official SFC record

ZAU Chwan Yeu, Stanley (CE number AEO870) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-29. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerShanghai Commercial Bank Limited
上海商業銀行有限公司

Licence Record (3)

2010-08-16 – 2011-05-11
Ortus Capital Management Limited Rep
RA 9
2006-06-20 – 2008-06-30
Bear Stearns Asia Limited Rep
RA 1 RA 2
2005-11-29 – 2005-12-17
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEO870