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KOK Chi Ho

郭智豪
CE ACW515Licensed IndividualExecutive OfficerNo active licence
Official SFC record

KOK Chi Ho (CE number ACW515) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-30. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerShanghai Commercial Bank Limited
上海商業銀行有限公司

Licence Record (8)

2020-11-27 – 2021-01-05
Adamas Asset Management (HK) Limited RO
RA 9
2020-10-09 – 2020-11-27
Adamas Asset Management (HK) Limited Rep
RA 9
2019-09-25 – 2020-04-13
Smart Fullrich Capital Limited RO
RA 1 RA 4 RA 9
2017-02-09 – 2018-01-16
Chung Lee Securities Company Limited RO
RA 1
2017-02-01 – 2017-02-09
Chung Lee Securities Company Limited Rep
RA 1
2016-03-02 – 2017-01-06
Manulife Investment Management (Hong Kong) Limited RO
RA 1
2007-04-12 – 2008-04-14
IPP Financial Advisers Limited RO
RA 1 RA 4
2004-03-30 – 2005-07-16
Pacific World Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACW515