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LAU Ho Man Joey

柳浩文
CE BOG745Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LAU Ho Man Joey (CE number BOG745) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerShacom Futures Limited
上商期貨有限公司
Responsible OfficerShacom Securities Limited
上銀證券有限公司
Executive OfficerShanghai Commercial Bank Limited
上海商業銀行有限公司

Licence Record (4)

2024-12-11 – present Current
Shacom Futures Limited RO
RA 2 RA 5
2022-10-28 – present Current
Shacom Securities Limited RO
RA 1 RA 4
2021-06-22 – 2024-12-11
Shacom Futures Limited Rep
RA 2 RA 5
2019-08-19 – 2022-10-28
Shacom Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOG745