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ZHU Yiqian

朱一谦
CE BRX125Licensed IndividualSFO licence active
Official SFC record

ZHU Yiqian (CE number BRX125) is an individual licensed by the Hong Kong SFC. First licensed on 2021-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司

Licence Record (4)

2026-02-26 – present Current
NH Investment & Securities (H.K.) Limited Rep
RA 1 RA 4
2022-04-11 – 2026-02-13
CITIC Securities International Global Markets Limited Rep
RA 1 RA 4
2021-11-29 – 2022-03-20
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2021-11-29 – 2022-03-20
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRX125