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MA Kwok Chau

馬國疇
CE BOG876Licensed IndividualSFO licence active
Official SFC record

MA Kwok Chau (CE number BOG876) is an individual licensed by the Hong Kong SFC. First licensed on 2019-05-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (12)

2026-02-09 – present Current
Topaz Financial Group Limited Rep
RA 1 RA 2
2025-04-02 – 2025-10-31
Orient Securities (Hong Kong) Limited Rep
RA 1
2025-04-02 – 2025-10-31
Orient Futures (Hong Kong) Limited Rep
RA 2
2024-10-16 – 2025-02-06
Zhongfu International Futures Co., Limited Rep
RA 2 RA 5
2023-11-13 – 2024-09-27
Jin Yi Financial Group Limited Rep
RA 1
2023-02-23 – 2023-06-30
M&F Asset Management Limited Rep
RA 1
2022-07-22 – 2022-10-13
CNI Securities Group Limited Rep
RA 1 RA 2
2021-05-11 – 2022-02-07
KGI Futures (Hong Kong) Limited Rep
RA 2
2020-08-20 – 2022-02-07
KGI Asia Limited Rep
RA 1
2020-04-28 – 2020-08-13
Wilson Securities Limited Rep
RA 1
2020-02-10 – 2020-08-13
Wilson International Capital Limited Rep
RA 6
2019-05-08 – 2019-11-19
Success Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOG876