Jin Yi Financial Group Limited
金益金融集團有限公司
CE BRW210Licensed Corporation
Jin Yi Financial Group Limited is a Hong Kong SFC licensed corporation (CE number BRW210). First licensed on 2022-05-16. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2022-05-16 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2022-05-16 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2022-05-16 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2022-05-16 |
| RA 9 | Asset Management | 提供資產管理 | 2022-05-16 |
HKEX Participantships (2)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (4)
| CE No. | Name | Chinese |
|---|
| AAF803 | LEE Kin Chung Simon | 李建中 |
| ABH754 | WAN Ngar Yin, David | 溫雅言 |
| AFO320 | WONG Kwok Keung, Lawrence | 黃國強 |
| BRW411 | NG Yuk Naat, Alex | 吳旭鈉 |