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LING Wai Tat, James

凌偉達
CE ADD975Licensed IndividualSFO licence active
Official SFC record

LING Wai Tat, James (CE number ADD975) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJin Yi Financial Group Limited
金益金融集團有限公司

Licence Record (6)

2026-07-28 – present Current
Jin Yi Financial Group Limited Rep
RA 1 RA 4 RA 9
2021-12-30 – 2022-08-25
Plouton Asset Management Limited RO
RA 9
2021-12-16 – 2026-01-31
Plouton Asset Management Limited Rep
RA 9
2021-08-05 – 2026-01-31
Select Investment Services Limited Rep
RA 1 RA 4
2007-03-16 – 2008-01-24
CAIIS Limited RO
RA 1 RA 4
2006-10-12 – 2007-03-16
CAIIS Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADD975