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LEE Ming Han

李明翰
CE BNL589Licensed IndividualSFO licence active
Official SFC record

LEE Ming Han (CE number BNL589) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSunshine Asset Management (HK) Limited
陽光資產管理(香港)有限公司

Licence Record (10)

2026-05-05 – present Current
Sunshine Asset Management (HK) Limited Rep
RA 4 RA 9
2025-02-04 – 2026-03-20
Pando Finance Limited RO
RA 1 RA 4 RA 9
2024-06-28 – 2025-02-04
Pando Finance Limited Rep
RA 1 RA 4 RA 9
2023-03-27 – 2024-05-30
One Heritage Capital Management Limited Rep
RA 4 RA 9
2022-02-21 – 2023-01-31
XinKong International Asset Management Limited RO
RA 9
2021-11-01 – 2023-01-31
XinKong International Securities Limited Rep
RA 1 RA 4
2021-11-01 – 2022-02-21
XinKong International Asset Management Limited Rep
RA 9
2019-11-05 – 2021-10-05
CMBC Securities Company Limited Rep
RA 1
2019-09-03 – 2021-10-05
CMBC Asset Management Company Limited Rep
RA 4 RA 9
2018-08-27 – 2019-08-18
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNL589