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LEE Mei Lam Nicole

李美霖
CE BNG434Licensed IndividualSFO licence active
Official SFC record

LEE Mei Lam Nicole (CE number BNG434) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNorth Rock Capital Management (HK) Limited

Licence Record (3)

2023-08-01 – present Current
North Rock Capital Management (HK) Limited Rep
RA 1 RA 2 RA 9
2019-11-19 – 2023-06-30
Jefferies Hong Kong Limited Rep
RA 1
2018-08-01 – 2019-08-12
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNG434