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North Rock Capital Management (HK) Limited

CE BSU164Licensed Corporation
Date of licence (SFO)
2023-01-18
Register as of
2026-07-22
Last indexed
2026-07-23 09:05 UTC
Official SFC record

North Rock Capital Management (HK) Limited is a Hong Kong SFC licensed corporation (CE number BSU164). First licensed on 2023-01-18. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2023-07-20
RA 2Dealing in Futures Contracts期貨合約交易2024-11-01
RA 9Asset Management提供資產管理2023-01-18

Responsible Officers (3)

CE No.NameChinese
APF285CHAN Ka Shing陳嘉誠
APJ232CHOW Sze Yuen, Simon周思遠
BXJ286KIM Dong Kyeon

Representatives (19)

CE No.NameChinese
AVX016LIU Jia劉佳
AWQ674LAI Chi Wang, Alen黎智弘
AYX143KIM Yeon Soo
BFW328SHEN Hu沈乎
BFY293LIM Weisheng Vincent林威盛
BHL908BANERJEE Nilesh
BKM831ZHANG Yijia張藝佳
BNG434LEE Mei Lam Nicole李美霖
BNJ285GAO Yitong高溢彤
BOF744HE Bitao和璧淘
BOX084VASKO Michael Joseph
BPX590LEUNG Tong Fai梁鏜煇
BQE326LIU Xinyu劉欣玉
BRP713WANG Hsuan Yun王宣勻
BRW612JIANG Minghao
BTC877JOSHI Vinit Kumar
BTN018ZHENG Zeyu鄭澤宇
BXI947XIE Ming謝明
BXV848FAN Yu樊宇

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BSU164