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LIU Jia

柳佳
CE BLT540Licensed IndividualSFO licence active
Official SFC record

LIU Jia (CE number BLT540) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeABCI Capital Limited
農銀國際融資有限公司
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (5)

2021-05-06 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2021-05-06 – present Current
ABCI Securities Company Limited Rep
RA 1 RA 4
2019-05-28 – 2021-04-01
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2017-12-13 – 2019-05-17
BOCI Asia Limited Rep
RA 1 RA 6
2017-12-13 – 2018-10-01
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLT540