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SUEN Yiu Cho

孫耀祖
CE BGB443Licensed IndividualSFO licence active
Official SFC record

SUEN Yiu Cho (CE number BGB443) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司

Licence Record (9)

2023-10-18 – present Current
MIB Securities (Hong Kong) Limited Rep
RA 1 RA 2
2023-10-18 – 2025-05-15
MIB Futures (Hong Kong) Limited Rep
RA 2
2022-11-09 – 2023-10-06
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2022-09-30 – 2023-10-06
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2022-09-30 – 2023-05-15
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4 RA 5
2022-07-04 – 2022-09-13
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 4
2017-08-18 – 2022-06-09
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2017-08-18 – 2022-06-09
CITIC Securities Futures (HK) Limited Rep
RA 2
2015-08-20 – 2017-08-03
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB443