DAI Zhijie

戴智杰

CE BEQ286Licensed IndividualResponsible OfficerSFO licence active

DAI Zhijie (CE number BEQ286) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Zhonghui International Asset Management Company Limited 中輝國際資產管理有限公司

Licence Record (12)

2026-04-02 – present Current

Zhonghui International Asset Management Company Limited RO

RA 9

2025-04-28 – 2025-12-25

China United Merchants Asset Management Company Limited RO

RA 1 RA 4 RA 9

2023-09-01 – 2025-02-11

TFI Asset Management Limited RO

RA 4 RA 5 RA 9

2023-07-10 – 2023-09-01

TFI Asset Management Limited Rep

RA 4 RA 5 RA 9

2019-02-27 – 2023-05-19

Quam Asset Management Limited RO

RA 1 RA 4 RA 9

2018-10-08 – 2021-08-19

Quam Asset Management Limited Rep

RA 1 RA 4 RA 9

2018-10-08 – 2020-04-20

Quam Securities Limited Rep

RA 1

2018-05-15 – 2018-09-16

CMBC Asset Management Company Limited RO

RA 9

2017-06-12 – 2018-09-16

CMBC Securities Company Limited Rep

RA 1 RA 4

2017-06-12 – 2018-05-15

CMBC Asset Management Company Limited Rep

RA 9

2017-06-01 – 2017-06-12

CMBC International Securities Limited Rep

RA 1 RA 4

2014-12-09 – 2017-04-13

Yue Xiu Asset Management Limited Rep

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEQ286