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DIEC Kwan Yu, Christie

易鈞儒
CE BBM842Licensed IndividualSFO licence active
Official SFC record

DIEC Kwan Yu, Christie (CE number BBM842) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZircon Securities (HK) Limited
卓銳證券(香港)有限公司

Licence Record (11)

2025-09-30 – present Current
Zircon Securities (HK) Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9
2025-08-27 – 2025-09-15
Leading Securities Company Limited Rep
RA 1
2023-01-06 – 2023-06-05
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2019-09-03 – 2020-12-31
Soliton Securities Limited Rep
RA 1
2019-07-16 – 2019-08-24
CMB International Global Markets Limited Rep
RA 1
2017-10-12 – 2019-08-24
CMB International Securities Limited Rep
RA 1
2017-10-12 – 2019-08-24
CMB International Futures Limited Rep
RA 2
2015-12-16 – 2017-07-28
RHB Securities Hong Kong Limited Rep
RA 1
2015-12-16 – 2017-07-28
RHB Futures Hong Kong Limited Rep
RA 2
2013-09-16 – 2015-02-23
Annum Asset Management (Hong Kong) Limited Rep
RA 9
2013-07-24 – 2015-10-09
I-Access Investors Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBM842