Leading Securities Company Limited
立鼎證券有限公司
CE BAL779Licensed Corporation
Leading Securities Company Limited is a Hong Kong SFC licensed corporation (CE number BAL779). First licensed on 2013-02-21. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2013-02-21 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2013-02-21 |
| RA 9 | Asset Management | 提供資產管理 | 2014-02-25 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.