Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHOW Tak Chi, Gigi

周德芝
CE AXK090Licensed IndividualSFO licence active
Official SFC record

CHOW Tak Chi, Gigi (CE number AXK090) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMaxcess Capital Limited
至成資本有限公司

Licence Record (6)

2023-03-20 – present Current
Maxcess Capital Limited Rep
RA 4 RA 9
2016-04-20 – 2023-02-14
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2013-02-18 – 2014-05-12
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2013-02-18 – 2014-05-12
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9
2011-07-14 – 2013-01-31
Sino-Rich Securities & Futures Limited Rep
RA 1
2011-07-14 – 2013-01-31
Friedmann Pacific Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK090