CHAN Tak Chiu

陳德翹

CE AWV321Licensed IndividualResponsible OfficerSFO licence active

CHAN Tak Chiu (CE number AWV321) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	KEYSTONE CAPITAL LIMITED 翹石資本有限公司

Licence Record (11)

2016-06-17 – present Current

KEYSTONE CAPITAL LIMITED RO

RA 1 RA 4 RA 9

2021-04-08 – 2023-03-21

KEYSTONE CAPITAL LIMITED Rep

RA 1 RA 4 RA 9

2021-02-02 – 2021-02-05

CMBC Asset Management Company Limited RO

RA 9

2020-11-30 – 2021-02-05

CMBC Securities Company Limited RO

RA 1 RA 4

2020-10-09 – 2021-02-05

CMBC Asset Management Company Limited Rep

RA 9

2020-08-28 – 2020-11-30

CMBC Securities Company Limited Rep

RA 1 RA 4

2020-06-29 – 2020-08-07

China Industrial Securities International Futures Limited Rep

RA 2

2017-06-21 – 2020-08-07

China Industrial Securities International Brokerage Limited RO

RA 1 RA 4

2016-10-18 – 2017-06-21

China Industrial Securities International Brokerage Limited Rep

RA 1 RA 4

2015-09-09 – 2016-05-15

Sinostar Asset Management Limited Rep

RA 9

2011-02-22 – 2015-09-01

BOCI Securities Limited Rep

RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWV321