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LEE Pak San Jonathan

李柏燊
CE AWI077Licensed IndividualSFO licence active
Official SFC record

LEE Pak San Jonathan (CE number AWI077) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDe Riva Asia Limited

Licence Record (6)

2025-05-02 – present Current
De Riva Asia Limited Rep
RA 1 RA 2
2022-10-21 – 2024-10-31
Sunrise Brokers (Hong Kong) Limited Rep
RA 1 RA 2
2021-04-01 – 2021-08-07
Qantex Capital Markets Limited Rep
RA 1 RA 2
2020-05-06 – 2022-11-02
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 2
2020-04-01 – 2024-10-31
GFI (HK) Securities L.L.C. Rep
RA 1 RA 2 RA 7
2010-12-22 – 2024-10-31
BGC Securities (Hong Kong) LLC Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWI077