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LEE Gary

李嘉瑜
CE AUP537Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Gary (CE number AUP537) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAnatole Investment Management Limited
晨曦投資管理有限公司

Licence Record (6)

2016-05-24 – present Current
Anatole Investment Management Limited RO
RA 9
2014-07-09 – 2015-03-07
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2013-07-11 – 2014-07-09
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2012-04-10 – 2013-05-30
Jefferies Hong Kong Limited Rep
RA 1
2011-06-15 – 2012-02-03
Samsung Securities (Asia) Limited Rep
RA 1
2010-01-22 – 2012-03-28
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUP537