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LI Yilu

李伊呂
CE ATN888Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Yilu (CE number ATN888) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUBS Securities Hong Kong Limited

Licence Record (7)

2021-09-02 – present Current
UBS Securities Hong Kong Limited RO
RA 6
2016-12-19 – 2021-09-02
UBS Securities Hong Kong Limited Rep
RA 6
2016-01-27 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6
2014-01-14 – 2015-12-18
Jefferies Hong Kong Limited Rep
RA 4 RA 6
2012-01-13 – 2013-05-23
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2009-08-14 – 2010-12-02
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2009-08-14 – 2010-12-02
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATN888