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LIU Po Wen

劉博文
CE ATL504Licensed IndividualSFO licence active
Official SFC record

LIU Po Wen (CE number ATL504) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (8)

2025-09-01 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2019-10-23 – 2021-07-07
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2017-08-07 – 2017-11-09
SDG Asset Management (HK) Limited Rep
RA 4 RA 9
2015-05-14 – 2016-07-13
MUFG Securities Asia Limited Rep
RA 1
2012-06-04 – 2019-10-23
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-07-22 – 2011-09-20
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-07-22 – 2011-09-20
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2009-07-22 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATL504