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CONNOR Gavin David

CE ARJ485Licensed IndividualSFO licence active
Official SFC record

CONNOR Gavin David (CE number ARJ485) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2013-09-16 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2 RA 7
2013-09-16 – 2018-12-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2010-12-06 – 2013-05-31
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-10-20 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2
2008-07-29 – 2013-05-31
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ485