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GUO Yijun

郭一君
CE ARI927Licensed IndividualSFO licence active
Official SFC record

GUO Yijun (CE number ARI927) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (7)

2022-08-09 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2019-07-04 – 2020-04-01
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4 RA 6
2019-07-04 – 2020-04-01
Merrill Lynch Far East Limited RO
RA 1 RA 4 RA 6
2015-10-16 – 2019-07-04
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2015-10-16 – 2019-07-04
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2011-06-08 – 2015-07-17
Barclays Capital Asia Limited Rep
RA 1 RA 6
2008-07-23 – 2011-06-07
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI927