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DING Hanzhi

丁涵之
CE ARA149Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DING Hanzhi (CE number ARA149) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLakala International Asset Management Limited
拉卡拉國際資產管理有限公司

Licence Record (7)

2025-04-16 – present Current
Lakala International Asset Management Limited RO
RA 1 RA 4 RA 9
2020-10-16 – 2025-03-18
BIL Wealth Management Limited RO
RA 1 RA 4 RA 9
2016-11-16 – 2020-05-11
Huatai Financial Holdings (Hong Kong) Limited RO
RA 4
2016-09-30 – 2016-11-16
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2013-07-22 – 2016-06-29
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2012-04-16 – 2013-05-25
Nomura International (Hong Kong) Limited Rep
RA 4
2008-05-13 – 2012-03-19
Citigroup Global Markets Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARA149