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BAO Hui Ying

鮑慧穎
CE AQH585Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BAO Hui Ying (CE number AQH585) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPictet Asset Management (Hong Kong) Limited
瑞士百達資產管理(香港)有限公司

Licence Record (8)

2019-09-11 – present Current
Pictet Asset Management (Hong Kong) Limited RO
RA 1 RA 4
2019-07-22 – 2019-09-11
Pictet Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2015-10-07 – 2019-07-12
TCW Asia Limited RO
RA 1
2015-09-15 – 2015-10-07
TCW Asia Limited Rep
RA 1
2011-11-11 – 2015-06-13
Neuberger Berman Asia Limited Rep
RA 1 RA 4
2010-09-10 – 2011-10-17
Merrill Lynch Far East Limited Rep
RA 2
2010-02-24 – 2010-09-10
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2008-01-17 – 2011-10-17
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQH585