TCW Asia Limited is a Hong Kong SFC licensed corporation (CE number ABM877). First licensed on 2012-10-25. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2012-10-25 |
| RA 9 | Asset Management | 提供資產管理 | 2022-10-06 |
| CE No. | Name | Chinese |
|---|---|---|
| AIQ967 | ZHANG Xuan | 張璇 |
| AVY657 | PARK Jae Wu |
| CE No. | Name | Chinese |
|---|---|---|
| BEB607 | IP Man Yuen | 葉文遠 |