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PARK Jae Wu

CE AVY657Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PARK Jae Wu (CE number AVY657) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTCW Asia Limited
威信基金管理有限公司

Licence Record (2)

2021-11-25 – present Current
TCW Asia Limited RO
RA 1 RA 9
2011-01-27 – 2016-04-12
Shinhan Asset Management (Hong Kong) Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY657