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WOO Yun Shing, Vincent

胡殷誠
CE AQA799Licensed IndividualSFO licence active
Official SFC record

WOO Yun Shing, Vincent (CE number AQA799) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUpbest Assets Management Limited
美建管理有限公司
RepresentativeUpbest Securities Company Limited
美建證券有限公司

Licence Record (6)

2016-11-01 – present Current
Upbest Assets Management Limited Rep
RA 9
2016-11-01 – present Current
Upbest Securities Company Limited Rep
RA 9
2012-10-15 – 2016-05-31
Horizon Asset International (HK) Limited Rep
RA 9
2010-09-20 – 2012-09-29
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2009-03-25 – 2010-03-17
Samsung Securities (Asia) Limited Rep
RA 1 RA 4 RA 6
2007-11-22 – 2009-01-31
Perry Capital (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQA799