Upbest Securities Company Limited
美建證券有限公司
CE ACR387Licensed Corporation
Upbest Securities Company Limited is a Hong Kong SFC licensed corporation (CE number ACR387). First licensed on 2010-10-12. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-10-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-10-12 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2010-10-12 |
| RA 9 | Asset Management | 提供資產管理 | 2010-10-12 |
HKEX Participantships (6)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (5)
| CE No. | Name | Chinese |
|---|
| ABN739 | CHOW Wing Kit, Dennis | 周榮傑 |
| ABQ071 | CHIM Mei Hing | 詹美卿 |
| ACH857 | AU-YONG Shong, Samuel | 歐陽淞 |
| AED731 | CHENG Wai Lun, Andrew | 鄭偉倫 |
| ALI160 | CHENG Wai Ling, Annie | 鄭偉玲 |