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CHENG Wai Ling, Annie

鄭偉玲
CE ALI160Licensed IndividualResponsible OfficerSFO licence active

CHENG Wai Ling, Annie (CE number ALI160) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerUpbest Assets Management Limited
美建管理有限公司
Responsible OfficerUpbest Commodities Company Limited
美建期貨有限公司
Responsible OfficerUpbest Investment Company Limited
美建投資有限公司
Responsible OfficerUpbest Securities Company Limited
美建證券有限公司

Licence Record (8)

2008-01-04 – present Current
2008-01-04 – present Current
2008-01-04 – present Current
2008-01-04 – present Current
2004-11-26 – 2008-01-04
2004-11-26 – 2008-04-01
2004-11-26 – 2008-01-04