Upbest Assets Management Limited
美建管理有限公司
CE AFF398Licensed Corporation
Upbest Assets Management Limited is a Hong Kong SFC licensed corporation (CE number AFF398). First licensed on 2010-10-12. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-10-12 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2010-10-12 |
| RA 9 | Asset Management | 提供資產管理 | 2010-10-12 |
Responsible Officers (3)
| CE No. | Name | Chinese |
|---|
| ABN739 | CHOW Wing Kit, Dennis | 周榮傑 |
| ACH857 | AU-YONG Shong, Samuel | 歐陽淞 |
| ALI160 | CHENG Wai Ling, Annie | 鄭偉玲 |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| AQA799 | WOO Yun Shing, Vincent | 胡殷誠 |