PONG Cheuk Pun

龐卓斌

CE BAY306Licensed IndividualResponsible OfficerSFO licence active

PONG Cheuk Pun (CE number BAY306) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Upbest Assets Management Limited 美建管理有限公司

Licence Record (14)

2026-07-30 – present Current

Upbest Assets Management Limited RO

RA 4 RA 9

2025-04-16 – 2026-04-01

Fortune Origin Securities Limited RO

RA 1 RA 4 RA 9

2025-01-17 – 2025-04-16

Fortune Origin Securities Limited Rep

RA 1 RA 4 RA 9

2023-12-01 – 2024-12-15

DaoKou Securities Limited RO

RA 1

2023-12-01 – 2024-12-15

DaoKou Asset Management Limited RO

RA 4 RA 9

2023-11-15 – 2023-12-01

DaoKou Securities Limited Rep

RA 1

2023-11-15 – 2023-12-01

DaoKou Asset Management Limited Rep

RA 4 RA 9

2022-03-23 – 2023-11-08

China Shandong International Asset Management Limited RO

RA 1 RA 4 RA 9

2018-11-12 – 2022-01-31

Target Securities International Limited RO

RA 1 RA 4 RA 9

2017-11-10 – 2018-01-12

China Yinsheng International Securities Limited RO

RA 1 RA 4

2017-09-13 – 2018-01-12

China Yinsheng International Securities Limited Rep

RA 1 RA 4 RA 9

2016-04-11 – 2017-08-31

Waton Securities International Limited RO

RA 1

2015-10-06 – 2016-04-11

Waton Securities International Limited Rep

RA 1

2013-04-05 – 2015-09-30

First Shanghai Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAY306