Waton Securities International Limited
華通證券國際有限公司
CE AAK004Licensed Corporation
Waton Securities International Limited is a Hong Kong SFC licensed corporation (CE number AAK004). First licensed on 2004-12-21. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-12-21 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2022-02-10 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2022-02-10 |
| RA 9 | Asset Management | 提供資產管理 | 2022-02-10 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.