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CHU Chun On, Franco

朱峻頞
CE ANW442Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Chun On, Franco (CE number ANW442) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWaton Securities International Limited
華通證券國際有限公司

Licence Record (3)

2017-08-29 – present Current
Waton Securities International Limited RO
RA 1 RA 4 RA 5 RA 9
2014-04-02 – 2017-08-18
Centaline Securities Limited Rep
RA 1
2006-08-30 – 2017-08-18
Centaline Wealth Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANW442