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LAU Wing Ho

劉永浩
CE AJN820Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Wing Ho (CE number AJN820) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWaton Securities International Limited
華通證券國際有限公司
RepresentativeWaton Securities International Limited
華通證券國際有限公司

Licence Record (8)

2019-09-09 – present Current
Waton Securities International Limited RO
RA 1 RA 4 RA 5
2019-09-03 – present Current
Waton Securities International Limited Rep
RA 1 RA 9
2018-10-23 – 2019-08-31
Lucky Guosheng Securities Limited RO
RA 1
2015-07-07 – 2018-10-13
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2015-07-07 – 2018-10-13
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2008-08-27 – 2013-10-01
Christfund Futures Limited Rep
RA 2
2007-09-04 – 2013-10-01
Christfund Securities Limited Rep
RA 1
2004-03-13 – 2005-09-27
East Asia Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJN820