Lucky Guosheng Securities Limited
幸運國盛證券有限公司
CE BMZ403Licensed Corporation
Lucky Guosheng Securities Limited is a Hong Kong SFC licensed corporation (CE number BMZ403). First licensed on 2018-10-23. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2018-10-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2020-09-23 |
| RA 9 | Asset Management | 提供資產管理 | 2020-09-23 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| AAV295 | LUK Simon | 陸東全 |
| AGL919 | HO Wai Leung, Dick | 何偉良 |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| ANT715 | WOO Wing Sum, Caroline | 胡陳詠心 |