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AU-YONG Shong, Samuel

歐陽淞
CE ACH857Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AU-YONG Shong, Samuel (CE number ACH857) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUpbest Assets Management Limited
美建管理有限公司
Responsible OfficerUpbest Securities Company Limited
美建證券有限公司

Licence Record (11)

2018-10-04 – present Current
Upbest Assets Management Limited RO
RA 6
2018-10-04 – present Current
Upbest Securities Company Limited RO
RA 6
2015-04-28 – 2018-07-31
Euto Capital Partners Limited RO
RA 6
2012-06-27 – 2015-03-31
Neutral Financial Holding Company Limited RO
RA 6
2012-05-02 – 2012-06-27
Neutral Financial Holding Company Limited Rep
RA 6
2011-06-30 – 2012-03-01
South West Capital Limited RO
RA 6
2010-05-19 – 2010-12-30
Joy Silver Limited Rep
RA 1
2009-02-06 – 2010-12-30
VBG Capital Limited Rep
RA 4 RA 9
2005-08-25 – 2006-12-22
Baron Asia Limited RO
RA 6
2003-09-17 – 2010-12-30
Joy Silver Limited RO
RA 1 RA 6
2003-04-01 – 2003-07-07
CITIC Securities Corporate Finance (HK) Limited RO
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACH857