FAN Chun Wah

范俊華

CE APV753Licensed IndividualResponsible OfficerSFO licence active

FAN Chun Wah (CE number APV753) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司

Licence Record (11)

2024-08-09 – present Current

China Rise Securities Asset Management Company Limited RO

RA 1 RA 4 RA 9

2024-07-05 – 2025-11-25

China Rise Securities Asset Management Company Limited Rep

RA 1 RA 4 RA 9

2024-05-28 – 2024-06-21

Rhine Asset Management Company Limited RO

RA 1

2021-07-19 – 2023-09-18

Kai Yin Securities Limited RO

RA 1 RA 2 RA 4

2021-03-15 – 2021-06-25

Prudential Brokerage Limited Rep

RA 1

2017-07-21 – 2021-02-26

Black Marble Securities Limited RO

RA 1

2015-12-31 – 2017-07-21

Black Marble Securities Limited Rep

RA 1

2009-03-25 – 2015-12-21

Enlighten Securities Limited Rep

RA 1

2009-03-25 – 2015-12-21

Enlighten Futures Limited Rep

RA 2

2007-12-04 – 2009-03-16

Celestial Securities Limited Rep

RA 1

2007-12-04 – 2009-03-16

Celestial Commodities Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APV753