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Kai Yin Securities Limited

凱銀證券有限公司
CE BHC102Licensed Corporation
Date of licence (SFO)
2016-08-31
Register as of
2026-07-22
Last indexed
2026-07-23 06:05 UTC
Official SFC record

Kai Yin Securities Limited is a Hong Kong SFC licensed corporation (CE number BHC102). First licensed on 2016-08-31. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2016-08-31
RA 4Advising on Securities就證券提供意見2017-03-16
RA 9Asset Management提供資產管理2024-08-28

HKEX Participantships (2)

HKSCC Clearing Participant #B02037 SEHK Participant #02037

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (2)

CE No.NameChinese
ARH348TANG Thomas Yaw Fay鄧耀輝
ARI557LEUNG Yan Kin梁恩健

Representatives (2)

CE No.NameChinese
BKE439SIU Chun Fung蕭震峰
BXW549CHOW Yat Sunday周溢

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BHC102