TANG Thomas Yaw Fay

鄧耀輝

CE ARH348Licensed IndividualResponsible OfficerSFO licence active

TANG Thomas Yaw Fay (CE number ARH348) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Kai Yin Securities Limited 凱銀證券有限公司

Licence Record (8)

2023-10-13 – present Current

Kai Yin Securities Limited RO

RA 1 RA 4 RA 9

2023-09-06 – 2023-10-13

Kai Yin Securities Limited Rep

RA 4

2019-05-16 – 2023-06-27

Vico Capital Limited RO

RA 1 RA 4 RA 9

2017-04-12 – 2019-01-07

Old Peak Capital Limited RO

RA 4 RA 9

2016-12-13 – 2017-03-13

Oreana Financial Services Limited RO

RA 1 RA 4 RA 9

2012-05-07 – 2016-12-13

Oreana Financial Services Limited Rep

RA 1 RA 4 RA 9

2010-01-15 – 2012-04-14

AXA Financial Planning (Hong Kong) Limited Rep

RA 1 RA 4

2008-10-30 – 2009-11-12

FWD Financial Planning Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARH348