Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YAO Jack Hsin-Chou

姚信州
CE APQ725Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Jack Hsin-Chou (CE number APQ725) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (14)

2022-01-06 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1
2021-01-05 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2019-12-18 – 2020-10-12
Haitong International Securities Company Limited Rep
RA 1
2019-12-18 – 2020-10-12
Haitong International Futures Limited Rep
RA 2
2014-12-17 – 2016-05-23
China International Capital Corporation Hong Kong Securities Limited RO
RA 3
2014-07-28 – 2018-10-03
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2012-11-28 – 2019-11-21
CICC US Securities (Hong Kong) Limited Rep
RA 1
2012-10-18 – 2019-11-21
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2012-10-18 – 2019-11-21
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2008-12-08 – 2012-08-18
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2
2008-12-08 – 2010-02-19
Nomura Futures (Hong Kong) Limited Rep
RA 2
2008-10-10 – 2012-08-18
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2007-09-14 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 2
2007-09-14 – 2008-09-29
Lehman Brothers Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APQ725