CICC US Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AWS426). First licensed on 2011-05-25. Its SFC licence is currently active. It is licensed for 1 regulated activity: Type 1 (Securities dealing).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2011-05-25 |
| CE No. | Name | Chinese |
|---|---|---|
| ABG469 | CHAN Ka Chun | 陳家俊 |
| AKI414 | KONG Wei | 孔蔚 |
| BGH036 | MA Kui | 馬葵 |
| CE No. | Name | Chinese |
|---|---|---|
| AAE867 | TANG Hung Wong | 鄧洪旺 |
| AER067 | WONG Chi Man | 黃智雯 |
| AFU399 | NG Ka Ying | 吳家瑩 |
| APR037 | LUI Yin Ting Cindy | 呂彥婷 |
| AQM674 | FOWLER Luke | |
| ATS207 | LIN Yu Hong | 林妤虹 |
| AXE228 | TRINH Eddie Khang Thach | 鄭凱天 |
| BDT072 | LAU Pong Wong | 劉邦鍠 |
| BEF804 | YAO Simone Tong | |
| BFX848 | LEE Kangsun | 李康仙 |
| BGI559 | CHAN Man Lok | 陳文樂 |
| BIE951 | GU Danxia | 顧丹夏 |
| BIO476 | ZHANG Mengyi | 張濛怡 |
| BMQ163 | WU Yi | 伍禕 |
| BMR956 | CHEUNG John Raymond | 張智文 |
| BMX662 | ZHANG Qian | 張前 |
| BNM902 | WONG Yin Yee | 黃燕儀 |
| BOD386 | TANG Hin Lun | 鄧衍鏻 |
| BOM730 | YIM Chun Kit | 嚴俊傑 |
| BOZ719 | ZHAO Ronghua | 趙榮華 |
| BPI565 | ZHU Tianan | 朱天安 |
| BQC601 | HAO Xin | 郝心 |
| BQI515 | XU Xueqing | 許雪晴 |
| BQR013 | YU Cho Ming Jeremy | 虞祚銘 |
| BRJ339 | LIU Yu Wen | 劉羽雯 |
| BSX005 | CHEN Kai | 陳開 |
| BSX068 | LEE Chun Hin | 李俊軒 |
| BSY505 | WANG Qian | 王倩 |
| BTB476 | ZHU Jianqing | 朱澗箐 |
| BTC008 | CAI Qiaonan | 蔡喬楠 |
| BTK842 | SHEN Linrui | 申林睿 |
| BTO451 | LAI Bohan | 賴柏含 |
| BTS959 | LEE David | 李大衛 |
| BVI520 | ZHOU Shengtian | 周聖添 |
| BVJ005 | WANG Zixia | 王子夏 |
| BVJ937 | XUE Yining | 薛逸寧 |
| BVT176 | LAI Ka Hei | 黎家希 |
| BVU757 | YE Danning | 葉丹寧 |
| BWS859 | ZENG Wenxin | 曾文欣 |
| BWV367 | TANG Xianchi | 湯顯池 |
| BXF454 | MEI Wenjun | 梅文雋 |
| BXF508 | LI Yiyue | 李旖悦 |
| BXL674 | CAI Sijia | 蔡思嘉 |
| BXZ792 | YANG Haohong | 楊浩弘 |
| BXZ793 | HUI Yau | 許柔 |
| BYA227 | ZHAN Yichen | 占憶晨 |
| BYB343 | JEN Chia-kuei | 任家逵 |
| BYD797 | GE Yi | 葛屹 |
| BYG167 | LIU Shujian | 劉書劍 |