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NG Ka Ying

吳家瑩
CE AFU399Licensed IndividualSFO licence active
Official SFC record

NG Ka Ying (CE number AFU399) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
RepresentativeCICC US Securities (Hong Kong) Limited
中金美國證券(香港)有限公司

Licence Record (4)

2025-09-25 – present Current
CICC US Securities (Hong Kong) Limited Rep
RA 1
2017-09-15 – present Current
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2010-01-18 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2005-04-27 – 2005-09-16
Rothschild & Co Hong Kong Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFU399