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KONG Wei

孔蔚
CE AKI414Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Wei (CE number AKI414) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Responsible OfficerCICC US Securities (Hong Kong) Limited
中金美國證券(香港)有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (3)

2013-12-23 – present Current
CICC US Securities (Hong Kong) Limited RO
RA 1
2012-09-28 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1
2004-04-06 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKI414