LAU Pong Wong

劉邦鍠

CE BDT072Licensed IndividualSFO licence active

LAU Pong Wong (CE number BDT072) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (3)

Capacity	Company / Institution
Representative	China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司
Representative	China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
Representative	CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

Licence Record (9)

2021-01-29 – present Current

China International Capital Corporation Hong Kong Securities Limited Rep

RA 1 RA 2 RA 4

2021-01-29 – present Current

CICC US Securities (Hong Kong) Limited Rep

RA 1

2021-01-29 – present Current

China International Capital Corporation Hong Kong Futures Limited Rep

RA 2

2017-04-10 – 2021-01-17

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2017-04-10 – 2021-01-17

China Galaxy International Futures (Hong Kong) Co., Limited Rep

RA 2

2016-02-03 – 2017-04-02

KGI Futures (Hong Kong) Limited Rep

RA 2

2015-12-17 – 2017-04-02

KGI Asia Limited Rep

RA 1

2015-12-17 – 2017-04-02

KGI Wealth Management Limited Rep

RA 1

2014-07-10 – 2015-11-20

Chief Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDT072