Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAM Ka Chun

林家駿
CE AOW804Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LAM Ka Chun (CE number AOW804) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-07. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerUBS AG

Licence Record (5)

2015-05-04 – 2019-09-01
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2011-03-07 – 2013-11-04
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2010-04-13 – 2011-01-17
Zeal Asset Management Limited Rep
RA 4 RA 9
2007-05-07 – 2008-07-29
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2007-05-07 – 2008-07-29
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOW804