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LEE Hoo Wan, Owen

李浩雲
CE AOR607Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Hoo Wan, Owen (CE number AOR607) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (9)

2025-06-09 – present Current
CITIC Securities International Global Markets Limited RO
RA 1
2025-06-09 – present Current
CLSA Limited RO
RA 1
2022-11-29 – 2025-06-09
CLSA Limited Rep
RA 1
2020-02-04 – 2022-11-14
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2020-02-04 – 2020-11-09
Shenwan Hongyuan Futures (H.K.) Limited RO
RA 2
2019-11-12 – 2020-02-04
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2019-11-12 – 2022-11-14
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2016-09-12 – 2019-04-04
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2007-03-13 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOR607