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LAM Si Yang, Calvin

林思暘
CE AOO266Licensed IndividualSFO licence active
Official SFC record

LAM Si Yang, Calvin (CE number AOO266) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeVMS Asset Management Limited
鼎珮資產管理有限公司
RepresentativeVMS Securities Limited
鼎珮證券有限公司

Licence Record (26)

2026-03-16 – present Current
VMS Securities Limited Rep
RA 1
2026-03-11 – present Current
VMS Asset Management Limited Rep
RA 4 RA 9
2024-11-01 – 2026-01-31
Octiv Capital Limited RO
RA 4 RA 9
2024-05-06 – 2024-10-31
Nexus Asset Management Limited Rep
RA 4 RA 9
2023-07-25 – 2023-12-14
Van Berkom Golden Dragon Limited RO
RA 9
2023-07-14 – 2023-07-25
Van Berkom Golden Dragon Limited Rep
RA 9
2021-10-20 – 2022-06-30
Magpie Securities Limited RO
RA 1 RA 4 RA 9
2021-09-03 – 2021-10-20
Magpie Securities Limited Rep
RA 1 RA 4
2018-12-06 – 2021-06-25
China Everbright Securities (HK) Limited RO
RA 1 RA 4
2018-12-06 – 2021-06-25
Everbright Securities Investment Services (HK) Limited RO
RA 1 RA 4
2018-10-11 – 2018-12-06
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2018-01-17 – 2018-09-03
KGI Asia Limited RO
RA 1 RA 4
2017-10-03 – 2018-01-17
KGI Asia Limited Rep
RA 1 RA 4
2017-07-17 – 2017-10-02
KGI Asia Limited Rep
RA 1 RA 4
2015-09-18 – 2017-06-30
Crosby Securities Limited RO
RA 1 RA 4
2015-08-26 – 2015-09-18
Crosby Securities Limited Rep
RA 1 RA 4
2014-01-24 – 2015-07-23
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2 RA 4
2012-08-28 – 2013-12-27
China Everbright Forex & Futures (HK) Limited Rep
RA 2
2011-05-18 – 2018-12-06
China Everbright Securities (HK) Limited Rep
RA 1 RA 4
2009-12-04 – 2011-02-28
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2009-10-02 – 2009-11-23
Richland Capital Management Limited Rep
RA 4 RA 9
2008-04-11 – 2009-04-30
Nomura Securities (Hong Kong) Limited Rep
RA 1
2007-11-05 – 2009-04-30
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2007-11-05 – 2009-04-30
Nomura Futures (Hong Kong) Limited Rep
RA 2
2007-02-14 – 2007-10-03
CLSA Limited Rep
RA 1
2007-02-14 – 2007-10-03
CLSA Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOO266