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CAI Feng

蔡峰
CE AOM736Licensed IndividualSFO licence active
Official SFC record

CAI Feng (CE number AOM736) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (8)

2025-04-07 – present Current
Jefferies Hong Kong Limited Rep
RA 1
2020-08-12 – 2023-07-31
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2017-11-02 – 2019-11-29
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2014-08-11 – 2017-07-20
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2014-08-11 – 2017-07-20
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2007-01-30 – 2014-05-03
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2007-01-30 – 2014-05-03
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2007-01-30 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOM736